Bridges.org-IICD case study on the Judicial Inspectorate of Prisons' online reporting system



Good day,

Please find included the latest case study in our series for your reading.

It is an initiative worth noting as it allows the JIP to efficiently
process the reports and requests which it receives about prisons.

This case study was also sent via our newsletter.

Best regards,
Liam

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
CASE STUDY SERIES ON ICT-ENABLED DEVELOPMENT: AFRICA
An initiative of IICD and bridges.org

<The bridges.org/IICD Case Study Series on ICT-Enabled Development sets out 
to illustrate how ICT contributes to development in Africa. The aim of this 
series is to help ground level initiatives imagine the possibilities of 
what can happen if they use ICT successfully to overcome development 
obstacles, and to contribute to the existing body of knowledge on the 
digital divide.>

I. THE JUDICIAL INSPECTORATE OF PRISONS' ONLINE REPORTING SYSTEM

<Initiative> South Africa's Judicial Inspectorate of Prisons (JIP) -- a 
watchdog body overseeing treatment of prisoners and prison conditions -- 
uses an online system for reporting on prison issues and communicating with 
independent prison visitors and prison managers.

<Implemented by> JIP and the South African Department of Correctional Services.

<Funding or financial model> The JIP is funded by the South African 
Government, and recently by the European Union.

<Timeframe> Officially established on 1 June 1998.

<Local context> South Africa's prisons are seriously overcrowded. Prisoners 
have to cope with restricted living space, poor sanitation, spread of 
disease, unsatisfactory food, and inadequate healthcare, all of which 
breeds tension and violence and can lead to human rights violations. In 
1998 the South African Government established a Judicial Inspectorate of 
Prisons (JIP) to inspect and report on the treatment of prisoners and 
conditions in prisons. Independent Prison Visitors were appointed 
countrywide to visit prisons, interview prisoners, and file monthly reports 
to JIP. As part of prison oversight, it has also become compulsory for 
prison managers to report all deaths in prisons to JIP and to seek 
permission from the office before putting prisoners in mechanical 
constraints, segregating them, or putting them in solitary confinement. 
These mechanisms are intended to safeguard against mistreatment of prisons, 
but instead they often lead to a backlog of red tape. Moreover, the 
management of independent prison visitors who are dispersed across the 
country has sometimes resulted in bureaucratic processes for JIP. For 
example, these prison visitors are paid according to billable hours 
approved for various job functions, which requires a complex accounting 
process.

<The development problem/obstacle addressed> While the JIP reporting 
requirements help to ensure that agreed prison standards are upheld, JIP 
has been flooded by reports from independent prison visitors and requests 
from prisons, which threatened to paralyse the JIP efforts. In addition, 
the bookkeeping needed for time-tracking and monthly payment of independent 
prison visitors was an administrative burden for JIP.

<How ICT is used to overcome the problem> JIP developed a password 
protected, online system that enables the JIP office, its dispersed prison 
visitors, and prison managers to remotely upload information onto a central 
database and exchange messages with each other. Instead of faxing through 
paper reports, independent prison visitors submit an electronic version of 
prisoner complaints and other reports directly into the system using the 
Internet. An online "Wizard" guides the independent prison visitors through 
a step-by-step process and allows them to check the entries. This method 
has not only speeded up reporting, but also improved the comprehensiveness 
and accuracy of reports. An electronic bulletin board allows two-way 
messaging between JIP's office and the independent prison visitors. And now 
the independent prison visitors simply fill in an electronic timesheet that 
automatically calculates their billable hours. The message system is set up 
so that independent prison visitors can only bill JIP for their time once 
they have opened their electronic messages, thereby forcing them to read 
important messages from JIP, and also creating a communication audit system 
that prevents people from falsely claiming they have not received messages. 
The system also keeps a permanent record of all transactions. The system 
has a myriad of other functions, including a Short Messaging Service (SMS) 
utility and an online link to the Department of Correction Services's 
database, which enables JIP to access the complete history of a prisoner.

<Next steps> JIP hopes to have the entire system fully functional at the 
end of 2004, which will enable them to run a paperless office. The system 
is already programmed to capture spatial information and they hope to 
eventually establishment a geographic information system that would 
identify trends in prisons and pinpoint prison trouble spots that 
investigations should focus on.

<Geographical area targeted> All prisons throughout South Africa.

<Contact information>
Gideon Morris, Director of the Judicial Inspectorate of Prisons
Tel: +27 (0) 21 421 1012/3/4
Fax: +27 (0) 21 418 1069
Eml: Gideon.Morris@dcs.gov.za
URL: http://judicialinsp.dcs.gov.za


II. GAUGING REAL IMPACT

<This section considers whether and how the Judicial Inspectorate of 
Prisons's electronic system has made a Real Impact at the ground level by 
looking through the lens of basic best practice guidelines for successful 
initiatives. The bridges.org 7 Habits of Highly Effective ICT-Enabled 
Development Initiatives are used here as a framework to highlight what the 
initiative has done well.>

The 7 Habits of Highly Effective ICT-Enabled Development Initiatives

1. Implement and disseminate best practice:
In shaping its approach, the South African Government researched the 
structure of Britain's Inspectorate of Prisons; however, the British did 
not have an electronic system and JIP had to follow commercial best 
practice in setting up their online system. The British Commissioner of 
Corrective Services has recently visited JIP to see how this system operates.

2. Ensure ownership, get local buy-in, find a champion:
JIP has developed a manual that instructs independent prison visitors how 
to use the system and has appointed eight regional co-ordinators to provide 
hands-on training. JIP obtained buy-in from the independent prison visitors 
by using the system first to speed up their payment. The independent prison 
visitors also receive two hours extra pay if they submit their invoices 
electronically.

3. Do a needs assessment:
Before designing the system, JIP assessed the major problems and needs of 
independent prison visitors. It was during this assessment that speedy 
payment was identified as a priority. A year later JIP obtained the prison 
visitors' feedback on the system and received a mandate to continue further 
development.

4. Set concrete goals and take small achievable steps:
Before national implementation, a six-month pilot involving 41 prisons in 
the Western Cape was undertaken in 2002. Independent prison visitors were 
introduced to the system in phases: first they were only requested to 
invoice JIP online, then to use the messaging system and research 
complaints, and eventually to capture complaints and file reports online.

5. Critically evaluate efforts, report back to clients and supporters, and 
adapt as needed:
On a macro level, JIP organises annual workshops to get feedback from 
independent prison visitors on the system. On a micro level, each 
independent prison visitor is audited at least once a quarter to check the 
accuracy of information that is uploaded.

6. Address key external challenges:
Prison managers are obligated by law to use the online system, which has 
swept away any bureaucratic resistance. External obstacles that are proving 
difficult to address are the unreliability of rural network systems (which 
frustrates online access of independent prison visitors in rural areas), 
and a full court roll that slows down the processing of complaints.

7. Make it sustainable:
It does not cost much to operate the system. In fact, the system has 
dramatically cut the human resource needs of JIP. The European Union has 
been so impressed by JIP's system that they have agreed to provide funding 
for the continuous training of independent prison visitors. At the moment 
independent prison visitors have to negotiate their own Internet access. 
However, if JIP requires them to do more extensive data capturing using the 
online system, they will have to help independent prison visitors get 
easier and cheaper online access.


III. LESSONS LEARNED

<We invited Gideon Morris, the director of the Judicial Inspectorate of 
Prisons, to share his views on the initiative's greatest success, the 
challenges faced, key constraints and dependencies that affect the 
initiative, opportunities for future improvement, and other lessons 
learned. This is what he said:>

"The electronic system produced two remarkable successes. The first and 
most important was the empowerment of our people. The Independent Prison 
Visitors are all appointed from the ranks of Non Governmental Organisations 
(NGO's) many of them from rural communities with no computer literacy. 
During the planning phase of the project many people felt that the project 
will fail because of lack of skills however, with its implementation the 
hunger of people to learn and the effectiveness of the system motivated 
people to acquire the skills needed. The training and new skills lifted the 
motivation levels of all staff and a strong partnership between the JIP and 
the independent prison visitors was established. The independent prison 
visitors are appointed on a fixed term contract of 2 years and these skills 
will also assist them in their work as community representatives after 
their contracts expire.

The second success was the savings in staff cost and increased efficiency. 
We have been able to reduce the administrative time it takes to calculate 
billed hours and pay the independent prison visitors from about 20 days to 
less than 5 days. We now have only 2 people dealing with all payments and 
reports from independent prison visitors; without this system we were 
looking at a staff compliment of about 10 people."


IV. THE STORY

<This section presents a narrative description of the Judicial Inspectorate 
of Prisons' onine reporting system that highlights why this use of ICT for 
development is particularly interesting.>

An online system is giving new momentum to prison reform by helping to 
improve the reporting of poor conditions in prisons and violations of 
prisoners' rights.

There are many examples of human rights violations against prisoners in 
South Africa that are given little or no attention by the police. But 
thanks to the new online system -- which makes reporting about prisoner 
treatment more efficient and transparent -- prison officials and the police 
are being held accountable. For example, according to one entry on the 
system, a prisoner suffered vigilante justice at the hands of the warden 
and his complaint was neglected by police for over four months. But this 
matter is now under close scrutiny.

The system was developed by South Africa's Judicial Inspectorate of Prisons 
(JIP), a body created in 1998 and tasked with inspecting prisons to report 
on the treatment of prisoners and the conditions in prisons. JIP appoints 
independent prison visitors countrywide that monitor conditions in prisons 
and interview prisoners. The JIP's on-the-ground monitoring made prison 
management more transparent, but has also opened a bureaucratic can of 
worms. Early on, JIP was flooded by paper reports filed by independent 
prison visitors relaying the complaints of prisoners, so much so that JIP's 
office soon started running out of storage space to file all these reports. 
At the same time, prison managers were compelled by the Government to seek 
permission from JIP before putting a prisoner in solitary confinement or 
mechanical constraints. It became essential that JIP reply to such requests 
speedily, as delays could interfere with the already overwrought management 
of prisons.

To speed up response time and their ability to process reports, JIP decided 
to set up an online reporting and communications system. Designers were 
commissioned to create a system that was extremely user-friendly, since 
most of the independent prison visitors had never used a computer before. 
Once the system was up and running, JIP encouraged the independent prison 
visitors to use the system by offering to pay them two hours extra if they 
would submit their time-tracking and billing online. Thanks to an online 
"Wizard" function that guides the independent prison visitors through the 
process step-by-step, the majority of independent prison visitors were soon 
using the system and benefiting from faster payment mechanisms, being paid 
within five days, instead of the usual three weeks.

Now the independent prison visitors have also started using the system to 
submit reports about their prison visits and the complaints of prisoners. 
The system has not only speeded up the reporting process, but also improved 
the comprehensiveness and the accuracy of the reporting process. In 
addition, the system automatically sends alerts to management if a 
complaint is not dealt with before a set deadline. Communication between 
JIP and the independent prison visitors has also improved because users can 
send e-mail and SMS messages from the system. The system is also reassuring 
prisoners. Once an independent prison visitor has filed an online report, a 
complaint number is issued for following progress on a case, which helps 
independent prison visitors to update prisoners more effectively. 
Independent prison visitors can also print out an acknowledgement for the 
prisoner proving that a complaint has been registered, which can also be 
used as proof in a court of law.

JIP has already begun to use the information uploaded onto the system to 
compile spatial information about trends in prisons and identify potential 
trouble spots so that JIP could focus their inspections and use their human 
resources more effectively. All-in-all, the system has improved the 
efficiency and output of JIP not only by speeding up processes, but also by 
improving the accuracy of information, cutting down on administrative 
personnel, using less paper, and maybe most importantly, by underscoring 
the desperate need for prison reform.
__________________________________
bridges.org, 2 June 2003


About the bridges.org/IICD Case Study Series on ICT-Enabled Development

This case study series on ICT-enabled development aims to disseminate best 
practice examples of how information communication technology has been 
successfully used by groundlevel initiatives to alleviate poverty. Case 
studies are an effective tool for examining what works best, what fails, 
and why. The intention of this series is to share knowledge and catalyse 
lessons learned about ICT by local originations and the international 
community. The current focus is on efforts based in Africa.

The case study series is an initiative of the International Institute for 
Communication and Development (IICD) and bridges.org,, two organisations 
that share the goal of encouraging the effective use of ICT in developing 
countries. IICD is an independent non-profit foundation, established by the 
Netherlands Minister for Development Cooperation in 1997 and based in The 
Hague. Bridges.org is an international non-governmental organisation based 
in Cape Town, South Africa. This initiative is supported by the Building 
Digital Opportunities Programme (www.iconnect-online.org), funded by the UK 
Department for International Development (DFID), the Directorate General 
International Cooperation (DGIS), the Swiss Agency for Development and 
Cooperation (SDC).

For information on this or any other case study in this series, you can 
email case_studies@bridges.org.

To view this case study online, go to: 
http://www.bridges.org/iicd_casestudies/case_studies.html


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